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Barclays – NYDFS Last Look Settlement

The facts behind the $150 million fine.

  • Consent Order
  • Employment Rights
  • Client Litigation
  • Commentary
  • Supporting documents
    • Press Release
    • Complete Consent Order
    • Toxic Flow Definition
    • Barclays Sales Last Look Monitoring Tools
  • Barclays Response
  • Press Coverage

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Supporting documents

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Press Release

Complete Consent Order

Toxicity Definition

Barclays Sales Last Look Monitoring Tools

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